SAN DIEGO, Feb. 02, 2023 (GLOBE NEWSWIRE) — Sorrento Therapeutics, Inc. (Nasdaq: SRNE, “Sorrento”) as we speak posted a complement to its beforehand issued “Ceaselessly Requested Questions” doc beneath the “Traders” part of its web site at www.sorrentotherapeutics.com relating to its latest dividend to Sorrento stockholders of shares of frequent inventory of Scilex Holding Firm held by Sorrento.
The complement to the FAQs supplies discover relating to the Depository Belief and Clearing Company’s removing of the contra-CUSIP on Scilex frequent inventory that was distributed as a dividend to Sorrento’s stockholders and supplies discover to brokerage companies, banks, sellers and comparable organizations listed therein {that a} dividend affirmation had beforehand been distributed to such companies by Scilex’s switch agent and requests that such companies contact Scilex’s switch agent in the event that they haven’t acquired such affirmation. The complement additionally reiterates a query associated to points which will come up with respect to the dividend in reference to quick positions in Sorrento frequent inventory.
The complement to the FAQs and associated annex are included on this press launch and can be discovered right here.
SUPPLEMENT TO
FREQUENTLY ASKED QUESTIONS
REGARDING THE DIVIDEND OF SCILEX HOLDING COMPANY COMMON STOCK BY
SORRENTO THERAPEUTICS, INC.
This complement is a complement to the Ceaselessly Requested Questions Concerning the Dividend of Scilex Holding Firm Widespread Inventory by Sorrento Therapeutics, Inc. (Sorrento) that was issued by Sorrento on January 29, 2023 (the FAQ), a replica of which may be discovered beneath the “Traders” part of its web site at www.sorrentotherapeutics.com. This complement is being issued to replace and complement the data within the FAQ to inform buyers relating to sure issues referring to the dividend and reiterate sure questions and solutions from the FAQ. Capitalized phrases used on this complement shall have their respective conferences set forth within the FAQ.
NOTICE OF REMOVAL OF CONTRA-CUSIP BY DTCC
Efficient as of February 2, 2023, the Depository Belief and Clearing Company has eliminated the “contra-CUSIP” that it had beforehand imposed on the Dividend Inventory. Any shares of Dividend Inventory held by your brokerage agency, financial institution, seller or different comparable group on your profit now bear solely Scilex’s CUSIP quantity, which is 80880W106. In case you are entitled to obtain Dividend Inventory, please contact your brokerage agency, financial institution, or different comparable group instantly to affirm that the CUSIP quantity seems in your brokerage assertion with respect to your Dividend Inventory.
NOTICE TO BROKERAGE FIRMS, BANKS, DEALERS AND OTHER SIMILAR ORGANIZATIONS
If the identify of your agency, financial institution or different comparable group is ready forth on Annex B of the FAQ, which Annex B is repeated beneath for comfort, and your agency, financial institution or comparable group has not acquired the Dividend Affirmation that was mailed to your agency, financial institution or comparable group, please contact Scilex’s switch agent instantly to acquire a replica of the Dividend Affirmation. Please word that copies of the Dividend Confirmations mailed to the organizations set forth on Annex B are set forth on the Annex B-1. Scilex’s switch agent’s contact info is as follows:
Continental Inventory Switch & Belief Firm
Phone Quantity: 800-509-5586
Electronic mail Handle: [email protected]
A number of main brokers have confirmed to Sorrento and Scilex that they are including the Scilex share positions to the person brokerage accounts of Sorrento shareholders receiving the Dividend Inventory.
SUPPLEMENTAL QUESTION AND ANSWER
| Q: | If I loaned my shares of Sorrento frequent inventory to quick sellers or any different occasion as of the Document Date, am I nonetheless entitled to obtain Dividend Inventory as of the Fee Date? |
| A: | Solely Document Holders as of the Document Date are entitled to obtain the Dividend Inventory. For those who had been the Document Holder as of the Document Date and are entitled to obtain the Dividend Inventory, however haven’t acquired the Dividend Inventory, it’s possible you’ll be entitled to obtain Dividend Inventory from the quick vendor or different occasion who borrowed your shares of Sorrento frequent inventory, whether or not by way of the lending packages carried out by your brokerage agency, financial institution, seller and different comparable group or in any other case. If you had been a Document Holder as of the Document Date and haven’t acquired your Dividend Inventory, please seek the advice of along with your monetary advisor, dealer or different agent instantly to decide how to obtain your Dividend Inventory. |
Annex B
Dealer Record
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| ABN AMRO CLEARING CHICAGO LLC | 175 WEST JACKSON BLVD. CHICAGO IL ILLINOIS 60604 US |
Albert Fried & Firm LLC | 45 BROADWAY, 24TH FLOOR 24TH FLOOR NEW YORK NY NEW YORK 10006 US |
|
| AMALGAMATED BANK | 275 7TH AVENUE NEW YORK NY NEW YORK 10003 US |
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | 682 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN MINNESOTA 55474 US |
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| APEX CLEARING CORPORATION | 2 GATEWAY CENTER 283-299 MARKET ST 16TH FLOOR NEWARK NJ NEW JERSEY 07102-5005 US |
BANK OF AMERICA, NA/GWIM TRUST OPERATIONS | 901 MAIN STREET 12TH FLOOR DALLAS TX TEXAS 23113 US |
|
| BANK OF NEW YORK MELLON | 111 SANDERS CREEK PARKWAY 2ND FLOOR 2ND FLOOR EAST SYRACUSE NY NEW YORK 13057 US. |
BARCLAYS CAPITAL INC. | DTC CUSTODY PARTICIPANT- NY WINDOW -570 WASHINGTON BLVD (ATTN: ROSA HICKS- MILLER OR ROBERT MENDEZ JERSEY CITY NJ NEW JERSEY 07310 US |
|
| BARCLAYS CAPITAL INC. | DTC CUSTODY PARTICIPANT- NY WINDOW -570 WASHINGTON BLVD (ATTN: ROSA HICKS-MILLER OR ROBERT MENDEZ JERSEY CITY NJ NEW JERSEY 07310 US |
BMO CAPITAL MARKETS CORP. | 3 2ND STREET 12TH FLOOR JERSEY CITY NJ NEW JERSEY 07302 US |
|
| BMO HARRIS BANK NA/TRUST | 11270 W PARK PL MILWAUKEE WI WISCONSIN 53224 US |
BMO Nesbitt Burns Inc., Toronto | 250 YONGE STREET, 7TH FLOOR 7TH FLOOR TORONTO ON ONTARIO M5B 2M8 CA CANADA |
|
| BNP PARIBAS, NEW YORK BRANCH/BNP PARIBAS PRIME BROKERAGE CUSTODIAN |
100 WEST 33RD STREET 3RD FLOOR NEW YORK NY NEW YORK 10001 |
BNP PARIBAS, NEW YORK BRANCH/BNP PARIBAS PRIME BROKERAGE CUSTODIAN |
100 WEST 33RD STREET 3RD FLOOR NEW YORK NY NEW YORK 10001 |
|
| BNY MELLON | PO BOX 392002 500 ROSS STREET PITTSBURGH PA PENNSYLVANIA 15262 US |
BNY MELLON/WEALTH MANAGEMENT | 1 FREEDOM VALLEY DRIVE OAKS PA PENNSYLVANIA 19456 US |
|
| BNYMELLON | 111 SANDERS CREEK PARKWAY 2ND FLOOR 2ND FLOOR EAST SYRACUSE |
BNYMELLON/RE BARCLAYS CAPITAL SECURITIES LTD. | ONE WALL STREET NEW YORK NY NEW YORK 10286 |
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| NY NEW YORK 13057 US | ||||
| BNYMELLON/RE CACEIS BANK LUXEMBOURG | 500 Grant St. BNY Mellon Middle PITTSBURGH PA PENNSYLVANIA 15258 |
BNYMELLON/RE CACEIS BANK, NETHERLANDS | 111 SANDERS CREEK PARKWAY EAST SYRACUSE NY NEW YORK 13057 |
|
| BNYMELLON/RE CHARLES STANLEY AND COMPANY, LIMITED | 111 SANDERS CREEK PARKWAY 2ND FLOOR 2ND FLOOR EAST SYRACUSE NY NEW YORK 13057 US |
BNYMELLON/RE ETF – ISHARES DTC/NSCC | 111 SANDERS CREEK PARKWAY EAST SYRACUSE NY NEW YORK 13057 |
|
| BNYMELLON/RE WINTERFLOOD SECURITIES LTD | 500 Grant St. BNY Mellon Middle PITTSBURGH PA PENNSYLVANIA 15258 |
BOFA | 4804 Deer Lake Drive East FL9-803-04-04- 4th ground JACKSONVILLE FL FLORIDA 32246 US |
|
| BOFA | 4804 Deer Lake Drive East FL9-803-04-04- 4th ground JACKSONVILLE FL FLORIDA 32246 US |
BOFA SECURITIES INC | 4804 Deer Lake Drive East FL9-803-04-04- 4th ground JACKSONVILLE FL FLORIDA 32246 US |
|
| BROWN BROTHERS HARRIMAN & CO. | 140 BROADWAY ATTN: CORPORATE ACTIONS VAULT NEW YORK NY NEW YORK 10005 US |
BROWN BROTHERS HARRIMAN & CO./ETF | 140 BROADWAY NEW YORK NY NEW YORK 10005 |
|
| CALDWELL SECURITIES LTD./CDS** | 55 UNIVERSITY AVENUE SUITE 340 TORONTO ON ONTARIO M5J 2H7 CANADA |
CANACCORD GENUITY CORP. | 609 GRANVILLE ST VANCOUVER BC BRITISH COLUMBIA V7Y 1H2 CA CANADA |
|
| CANTOR, FITZGERALD & CO. | 135 E 57TH ST 5TH FL NEW YORK NY NEW YORK 10041 US |
CDS CLEARING AND DEPOSITORY SERVICES INC. | 100 ADELAIDE STREET WEST TORONTO ON ONTARIO M5H 1S3 CA CANADA |
|
| CETERA INVESTMENT SERVICES LLC | 400 FIRST STREET SOUTH, SUITE 300 SUITE 300 ST. CLOUD |
CHARLES SCHWAB & CO., INC. | 211 MAIN STREET SAN FRANCISCO CA CALIFORNIA 94105 US |
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| MN MINNESOTA 56302-0283 US | ||||
| CI INVESTMENT SERVICES INC. | 199 BAY STREET SUITE 2600 TORONTO ON ONTARIO M5L 1E2 CA CANADA |
CIBC WORLD MARKETS INC./CDS** | 161 BAY STREET 10 FL TORONTO ON ONTARIO M5J 2S8 CA CANADA |
|
| CITIBANK, N.A./ETF | 3800 CITIGROUP CENTER B2/2 TAMPA FL FLORIDA 33610 |
CITIBANK, NATIONAL ASSOCIATION | 3800 CITIBANK CENTER TAMPA BLDG.B FIRST FLOOR ZONE 8 TAMPA FL FLORIDA 33610-9122 US |
|
| CITIGROUP GLOBAL MARKETS, INC. | 580 CROSSPOINT PARKWAY GETZVILLE NY NEW YORK 14068 US |
CLEAR STREET LLC | 4 World Commerce Middle, forty fifth Ground 150 Greenwich Avenue NEW YORK NY NEW YORK 10007 |
|
| CLEARSTREET IO | 55 BROADWAY (SUITE 2102) CORPORATE ACTIONS NEW YORK NEW YORK 10006 US |
COMMERCE BANK | 922 WALNUT STREET MAIL STOP TBTS-2 KANSAS CITY MO MISSOURI 64106 US |
|
| COR CLEARING LLC | 9300 UNDERWOOD AVE SUITE 400 OMAHA NE NEBRASKA 68114 US |
Credential Securities Inc. | 800-1111 WEST GEORGIA STREET VANCOUVER BC BRITISH COLUMBIA V6E 4T6 CA CANADA |
|
| CREST INTERNATIONAL NOMINEES LIMITED | 33 CANNON STREET LONDON EC4M 5SB GB UNITED KINGDO |
CURVATURE SECURITIES, LLC | 39 MAIN STREET CHATHAM NJ NEW JERSEY 07928 US |
|
| D.A. DAVIDSON & CO. | 8 3RD STREET NORTH GREAT FALLS MT MONTANA 59401 US |
DEPOSITO CENTRAL DE VALORES S.A., DEPOSITO DE VALORES |
AVENIDA APOQUINDO # 4001 FLOOR 12, C.P. 7550162, SANTIAGO CL CHILE |
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| DESJARDINS SECURITIES INC. | 1253 McGill Faculty 10TH FLOOR MONTREAL QUEBEC H3B 2Y5 CA CANADA |
DEUTSCHE BANK AG NY/US CUSTODY | 1251 Avenue Of The Americas NEW YORK NY NEW YORK 10020 |
|
| DEUTSCHE BANK SECURITIES INC. | 60 WALL STREET 9TH FLOOR NEW YORK NY NEW YORK 10005 US |
DRIVEWEALTH, LLC | 15 EXCHANGE PLACE 10TH FLOOR JERSEY CITY NEW JERSEY 07302 |
|
| E*TRADE CLEARING LLC | HARBORSIDE FINANCIAL CENTER 501 PLAZA 11 JERSEY CITY NJ NEW JERSEY 07311 US |
EDWARD D. JONES & CO., L.P. | 12555 MANCHESTER ROAD ST. LOUIS MO MISSOURI 63131-3729 US |
|
| EDWARD D. JONES & CO., L.P. | 201 PROGRESS PARKWAY MARYLAND HEIGHTS MO MISSOURI 63043 US |
FIDELITY CLEARING CANADA ULC/CDS** |
483 BAY ST. SOUTH TOWER TORONTO ON ONTARIO M5G2N7 CA CANADA |
|
| FIFTH THIRD BANK | 5001 KINGSLEY DRIVE MAIL DROP 1MOB28 CINCINNATI OH OHIO 45227 US |
FOLIO INVESTMENTS, INC. | 8180 GREENSBORO DRIVE 8TH FLOOR MCLEAN VA VIRGINIA 22102 US |
|
| FUTU CLEARING INC. | 12750 Benefit Drive SUITE 475 DALLAS TX TEXAS 75251 |
GMP SECURITIES L.P. | 145 KING STREET WEST, SUITE 300 11TH FLOOR TORONTO ON ONTARIO MJ5 1J8 CA CANADA |
|
| GOLDMAN, SACHS & CO. LLC | 222 SOUTH MAIN STREET Attn: Necessary Company Actions SALT LAKE CITY UT UTAH 84101 US |
HAYWOOD SECURITIES INC./CDS** | 200 BURRARD ST WATERFRONT CENTRE SUITE 700 VANCOUVER BC BRITISH COLUMBIA V6C 3L6 CANADA |
|
| HILLTOP SECURITIES INC. | 1201 ELM ST. 35TH FLOOR DALLAS TX TEXAS 75270 US |
HRT FINANCIAL LLC | 150 GREENWICH STREET (ATTN: SETTLEMENT) FOUR WORLD TRADE CENTER |
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| 57TH FLOOR NEW YORK NY NEW YORK 10007 US |
||||
| HSBC BANK USA, NA/HSBC CUSTODY & CLEARING SERVICES FOR STOCK LOAN |
452 FIFTH AVENUE ATTN: HBUS CCS SETTS NEW YORK NY NEW YORK 10018 US |
HSBC BANK USA, NATIONAL ASSOCIATION | 452 FIFTH AVENUE ATTN: HBUS CCS SETTS NEW YORK NEW YORK 10018 US |
|
| INTERACTIVE BROKERS LLC | 2 PICKWICK PLAZA 2ND FLOOR GREENWICH CT CONNECTICUT 06830 US |
J.P. MORGAN CHASE BANK NA/FBO BLACKROCK CTF | 1111 POLARIS PARKWAY COLUMBUS OH OHIO 43240 |
|
| J.P. MORGAN CLEARING CORP. | FOUR CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY NEW YORK 11201 US |
JANNEY MONTGOMERY SCOTT LLC | 1717 ARCH STREET 17TH FLOOR PHILADELPHIA PA PENNSYLVANIA 19103 US |
|
| JEFFERIES LLC | 101 HUDSON STREET, eleventh Ground NEW JERSEY NJ NEW JERSEY 07302 US |
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | FOUR CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY NEW YORK 11201 US |
|
| JPMORGAN CHASE BANK/EUROCLEAR BANK | FOUR CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY NEW YORK 11245 US |
JPMORGAN CHASE BANK/IA | FOUR CHASE METROTECH CENTER 3RD FLOOR BROOKLYN NY NEW YORK 11201 US |
|
| KEYBANK NATIONAL ASSOCIATION | 4900 TIEDEMAN RD BROOKLYN OH OHIO 44144 US |
LAURENTIAN BANK SECURITIES INC. | 1981 MCGILL COLLEGE AVE. SUITE 100 MONTREAL QUEBEC H3A 3K3 CA CANADA |
|
| LPL FINANCIAL LLC | 4707 EXECUTIVE DRIVE SAN DIEGO CA CALIFORNIA 92121 US |
MANUFACTURERS AND TRADERS TRUST COMPANY | ONE M&T PLAZA TRUST OPS 8TH FLOOR BUFFALO NY NEW YORK 14203 US |
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| MANULIFE SECURITIES INCORPORATED | 1235 NORTH SERVICE ROAD WEST OAKVILLE ON ONTARIO L6M 2W2 CA CANADA |
MARSCO INVESTMENT CORPORATION | 101 EISENHOWER PARKWAY ROSELAND NJ NEW JERSEY 07068 US |
|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 4804 Deer Lake Drive East FL9-803-04-04- 4th ground JACKSONVILLE FL FLORIDA 32246 US |
MIRAE ASSET SECURITIES (USA) INC./STOCK LOAN CONDUIT ACCOUNT | 810 SEVENTH AVE 37TH FLOOR NEW YORK NY NEW YORK 10019 |
|
| MIRAE ASSET SECURITIES (USA), INC. | 810 SEVENTH AVE 37TH FLOOR NEW YORK NY NEW YORK 10019 |
MITSUBISHI UFJ TRUST & BANKING CORPORATION, NEW YORK BRANCH | 280 PARK AVE 39TH FL-WEST BLDG NEW YORK NY NEW YORK 10017 |
|
| Morgan Stanley | 1300 THAMES STREET THAMES STREET WHARF BALTIMORE MD MARYLAND 21231 US |
MORGAN STANLEY & CO. LLC | 1300 THAMES ST. BALTIMORE MD MARYLAND |
|
| MORGAN STANLEY SMITH BARNEY LLC | 1 NEW YORK PLAZA 39TH FLOOR NEW YORK NY NEW YORK 10004 US |
MURIEL SIEBERT & CO., INC. | 77 SUMMER STREET 3RD FLOOR BOSTON MA MASSACHUSETTS 02210 US |
|
| NATIONAL FINANCIAL SERVICES LLC | 499 WASHINGTON BOULEVARD 5TH FLOOR JERSEY CITY NJ NEW JERSEY 07310 US |
NBCN INC. | 1010 rue De La Gauchetière Mezzanine 100 MONTREAL QUEBEC H3B 5J2 CA CANADA |
|
| NOMURA INTERNATIONAL TRUST COMPANY | 309 WEST 49TH STREET 10TH FLOOR NEW YORK NY NEW YORK 10019 US |
ODLUM BROWN LIMITED | 250 HOWE STREET SUITE 1100 VANCOUVER BC BRITISH COLUMBIA V6C 3R8 CA CANADA |
|
| OPPENHEIMER & CO. INC. | 85 BROAD STREET NEW YORK NY NEW YORK 10004 US |
PERSHING LLC | 1 PERSHING PLAZA JERSEY CITY NJ NEW JERSEY 07399 US |
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| PHILLIP CAPITAL INC. | 141 W. JACKSON BLVD. SUITE 3050 CHICAGO IL ILLINOIS 60604 US |
PI FINANCIAL CORP. | 666 BURRARD ST SUITE 1900 VANCOUVER BC BRITISH COLUMBIA V6C 3N1 CA CANADA |
|
| PNC BANK, NATIONAL ASSOCIATION | 4100 W 150TH STREET ASSET MOVEMENT TEAM 3RD FL, LOCATOR B7- YB17-03-03 CLEVELAND OH OHIO 44135 US |
PRINCIPAL BANK | 711 HIGH STREET DES MOINES IA IOWA 50392 |
|
| QUESTRADE INC./CDS** | 5650 YONGE ST., Suite 1700 TORONTO ON ONTARIO M2M 4G3 CA CANADA |
Raymond James & Associates, Inc. | 880 CARILLON PKWY ST. PETERSBURG FL FLORIDA 33733-2749 US |
|
| RAYMOND JAMES LTD. | 925 WEST GEORGIA STREET SUITE 2200 VANCOUVER
BC BRITISH COLUMBIA V6C 3L2 CA |
RBC CAPITAL MARKETS, LLC | 60 SOUTH 6TH ST. MINNEAPOLIS MN MINNESOTA 55402 US | |
| RBC DOMINION SECURITIES INC | 21 COMMERCE COURT SOUTH 2ND FLOOR TORONTO ON ONTARIO M5L 1A7 CANADA |
RELIANCE TRUST COMPANY | 1100 ABERNATHY RD. 500 NORTHPARK SUITE 400 ATLANTA GA GEORGIA 30113 US |
|
| RELIANCE TRUST COMPANY | 4900 W. BROWN DEER RD MILWAUKEE WI WISCONSIN 53223 US | ROBERT W. BAIRD & CO. INCORPORATED | 777 E WISCONSIN AVE 9TH FLOOR MILWAUKEE WI WISCONSIN 53202 US |
|
| ROBINHOOD SECURITIES, LLC | 500 COLONIAL CENTER PARKWAY SUITE 100 LAKE MARY FL FLORIDA 32746 US |
SAFRA SECURITIES LLC | 546 5TH AVENUE NEW YORK NY NEW YORK 10036 US |
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| SCOTIA CAPITAL (USA) INC. | 150 KING STREET W 5TH FLOOR TORONTO ON ONTARIO M5H 1J9 CA CANADA |
SEI PRIVATE TRUST COMPANY | 1 FREEDOM VALLEY DRIVE OAKS PA PENNSYLVANIA 19456 US |
|
| SEI PRIVATE TRUST COMPANY | 1 FREEDOM VALLEY DRIVE OAKS PA PENNSYLVANIA 19456 US |
SG AMERICAS SECURITIES, LLC | 480 WASHINGTON BLVD. 20TH FLOOR JERSEY CITY NJ NEW JERSEY 07310 US |
|
| SSB – BLACKROCK INSTITUTIONAL TRUST | 50 California Avenue San Francisco CA CALIFORNIA 94163 |
SSB – TRUST CUSTODY | 30 ADELAIDE ST EAST SUITE 800 TORONTO ON ONTARIO M5C 3G6 CA CANADA |
|
| SSB&T CO/CLIENT CUSTODY SERVICES | 1776 HERITAGE DRIVE NORTH QUINCY MA MASSACHUSETTS 02171 |
STATE STREET BANK & TRUST CO | 16 WALL STREET 5TH FLOOR NEW YORK NY NEW YORK 10005 US |
|
| STATE STREET BANK & TRUST COMPANY / ISHARES EUROPE | 1776 HERITAGE DRIVE NORTH QUINCY MA MASSACHUSETTS 02171 |
STATE STREET BANK & TRUST/STATE STREET TOTALETF | 1776 Heritage Drive NORTH QUINCY MA MASSACHUSETTS 02717 | |
| STATE STREET BANK AND TRUST COMPANY | 30 ADELAIDE ST EAST SUITE 800 TORONTO ON ONTARIO M5C 3G6 CA CANADA |
STIFEL, NICOLAUS & COMPANY, INCORPORATED | 501 N BROADWAY ST. LOUIS MO MISSOURI 63102 US |
|
| STONEX FINANCIAL INC. | 2 PERIMETER PARK SOUTH SUITE 100 W BIRMINGHAM AL ALABAMA 35243 US |
TD AMERITRADE CLEARING, INC. | 200 S 108TH AVE OMAHA NE NEBRASKA 68154 US |
|
| TD WATERHOUSE CANADA INC ATTN: MANDATORY | 77 BLOOR STREET WEST 3RD FLOOR TORONTO ON ONTARIO |
TEXAS TREASURY SAFEKEEPING TRUST COMPANY | 208 E 10TH ST AUSTIN TX TEXAS 78701 US |
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| CORPORATE ACTIONS | M5S 1M2 CA CANADA | |||
| THE BANK OF NEW YORK MELLON | 500 GRANT STREET 27TH FLOOR PITTSBURGH PA PENNSYLVANIA 15258 US |
THE HUNTINGTON NATIONAL BANK | 7 EASTON OVAL EA4E62 COLUMBUS OH OHIO 43209 US |
|
| THE NORTHERN TRUST COMPANY | 333 South Wabash Ave, thirty second Ground Attn: Commerce Securities Processing CHICAGO IL ILLINOIS 60603 US |
TRADESTATION SECURITIES, INC. | 120 RIVERSIDE PLAZA SUITE 1650 CHICAGO IL ILLINOIS 60606 US |
|
| U.S. BANCORP INVESTMENTS, INC. | 60 LIVINGSTON AVE EP-MN-WN1B ST. PAUL MN MINNESOTA 55107-1419 US |
U.S. BANK N.A./ETF | 1555 N RIVER CENTER DRIVE MILWAUKEE WI WISCONSIN 53212 | |
| U.S. BANK NATIONAL ASSOCIATION | 1555 NORTH RIVERCENTER DRIVE, SUITE 302 SUITE 302 MILWAUKEE WI WISCONSIN 53212 US |
UBS AG | 480 WASHINGTON BLVD. 12TH FLOOR JERSEY CITY NJ NEW JERSEY 07310 US |
|
| UBS FINANCIAL SERVICES INC. | 1000 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY 07086 US |
UBS SECURITIES LLC | 677 WASHINGTON BLVD STAMFORD CT CONNECTICUT 06901 US |
| Dealer Title | Dealer Handle | Dealer Title | Dealer Handle | |
| UMB BANK, NATIONAL ASSOCIATION | 928 GRAND BLVD KANSAS CITY MO MISSOURI 64106 US | VANGUARD MARKETING CORPORATION | 100 VANGUARD BLVD MALVERN PA PENNSYLVANIA 19355 US |
|
| VELOCITY CLEARING, LLC | 1301 Route 36 Suite 109 (Attn: Chris Felicetti) HAZLET NEW JERSEY 7730 US |
VELOX CLEARING LLC | 2400 E. KATELLA AVENUE SUITE 725A ANAHEIM CA CALIFORNIA 92806 US |
|
| VIRTU AMERICAS LLC | ONE LIBERTY PLAZA, 165 BROADWAY 5TH FLOOR NEW YORK NY NEW YORK 10006 US |
VISION FINANCIAL MARKETS LLC | 4 HIGH RIDGE PARK SUITE 100 STAMFORD CT CONNECTICUT 06905 US |
|
| WEDBUSH SECURITIES INC | 1000 WILSHIRE BLVD 8TH FLOOR LOS ANGELES CA CALIFORNIA 90017 US |
WEDBUSH SECURITIES INC. | 1000 WILSHIRE BLVD. LOS ANGELES CA CALIFORNIA 90017 US |
|
| WELLS FARGO BANK, N.A./SIG | 733 MARQUETTE AVE 4TH FLOOR MAC N9306-04D MINNEAPOLIS MN MINNESOTA 55402 US |
WELLS FARGO CLEARING SERVICES LLC | 1 NORTH JEFFERSON MAIL CODE: H0006- 094 ST. LOUIS MO MISSOURI 63103 US |
|
| WELLS FARGO SECURITIES, LLC | 1525 WEST W T HARRIS BLVD CHARLOTTE NC NORTH CAROLINA 28262 US |
WILSON-DAVIS & CO., INC. | 236 SOUTH MAIN STREET SALT LAKE CITY UT UTAH 84101 US |
About Sorrento Therapeutics, Inc.
Sorrento is a scientific and business stage biopharmaceutical firm creating new therapies to deal with most cancers, ache (non-opioid remedies), autoimmune illness and COVID-19. Sorrento’s multimodal, multipronged strategy to combating most cancers is made doable by its intensive immuno-oncology platforms, together with key belongings equivalent to Abivertinib, next-generation tyrosine kinase inhibitors (“TKIs”), absolutely human antibodies (“G-MAB™ library”), immuno-cellular therapies (“DAR-T™”), antibody-drug conjugates (“ADCs”), and oncolytic virus (“Seprehvec™”). Sorrento can be creating potential antiviral therapies and vaccines towards coronaviruses, together with STI-1558, COVI-MSC™; and diagnostic take a look at options, together with COVIMARK™.
Sorrento’s dedication to life-enhancing therapies for sufferers can be demonstrated by our effort to advance a TRPV1 agonist, non-opioid ache administration small molecule, resiniferatoxin (“RTX”), and SP-102 (10 mg, dexamethasone sodium phosphate viscous gel) (SEMDEXA™), a novel, viscous gel formulation of a extensively used corticosteroid for epidural injections to deal with lumbosacral radicular ache, or sciatica, and to commercialize ZTlido® (lidocaine topical system) 1.8% for the remedy of postherpetic neuralgia (PHN). RTX has been cleared for a Part II trial for intractable ache related to most cancers and a Part II trial in osteoarthritis sufferers. Optimistic ultimate outcomes from the Part III Pivotal Trial C.L.E.A.R. Program for SEMDEXA™, its novel, non-opioid product for the remedy of lumbosacral radicular ache (sciatica), had been introduced in March 2022. ZTlido® was authorised by the FDA on February 28, 2018.
For extra info go to www.sorrentotherapeutics.com
Media and Investor Relations
Contact: Brian Cooley
Electronic mail: [email protected]
Sorrento® and the Sorrento brand are registered emblems of Sorrento Therapeutics, Inc.
G-MAB™, DAR-T™, Seprehvec™, SOFUSA™, COVI-MSC™, COVIMARK™, Ovydso™ and Fujovee™ are emblems of Sorrento Therapeutics, Inc.
SEMDEXA™ (SP-102) is a trademark of Semnur Prescribed drugs, Inc. A proprietary identify evaluate by the FDA is deliberate.
ZTlido® is a registered trademark owned by Scilex Prescribed drugs Inc. All different emblems are the property of their respective homeowners.
©2023 Sorrento Therapeutics, Inc. All Rights Reserved.
A PDF accompanying this launch is on the market at http://ml.globenewswire.com/Useful resource/Obtain/3699e4bd-f545-4d16-ade8-fafa61627d7b
